Senior compliance expertise for firms navigating regulatory requirements, growth, change or additional capacity needs.
Quinn Oath provides flexible, practical support across three core areas: ongoing and flexible senior compliance support, FCA applications and regulatory permissions, and independent reviews and assurance.

Flexible senior-level compliance support when you need additional expertise, capacity or independent input.
Interim & fractional support
Project support
Financial promotions
Consumer Duty
Governance
Complaints
Monitoring & frameworks

Practical support with FCA authorisation, changes to permissions and other regulatory applications, from preparation through to submission.
New authorisations
Variations of Permission
Change in Control
Regulatory business plans Application readiness

Independent review and assurance where you need a clear view of what is working, where the gaps are and what needs to happen next.
Consumer Duty
Governance
Compliance frameworks
Financial promotions
Complaints
Policies & controls
Flexible support for specific compliance questions, regulatory advice or smaller pieces of work where you need experienced input without committing to a larger project.
Defined support for a particular regulatory or compliance project, with an agreed scope, deliverables and timescale. Ideal for reviews, FCA applications, framework development or periods of regulatory change.
Ongoing access to senior compliance expertise for businesses that need regular advice, review and practical support without employing additional permanent resource.




Quinn Oath Advisory Limited