Call us on 01904 373085
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Practical FCA compliance support and governance, including expertise from a Compliance Consultant in York, addressing Consumer Duty, risk management, and regulatory compliance for firms throughout Yorkshire and the UK. Our FCA Applications and ongoing FCA Compliance Consultant services ensure your firm meets all necessary regulations.
Quinn Oath Advisory Ltd is a York-based FCA compliance consultancy that specialises in providing independent, project-based, and interim compliance, governance, and regulatory compliance support to financial services firms. Our expertise includes assistance with FCA applications and modifications to existing regulatory permissions. We assist firms throughout Yorkshire and across the UK.
As a leading compliance consultant in York, we offer firms the senior-level input needed to enhance their frameworks, evaluate governance arrangements, demonstrate customer outcomes, and effectively navigate regulatory expectations.
Our advisory and consultancy-led services are customised to meet the specific needs of each engagement, with a clearly defined scope of work.
Firms can rely on us for additional senior-level compliance and governance expertise during defined projects, periods of change, framework reviews, regulatory readiness activities, FCA applications, or other identified regulatory or compliance projects. We also serve as a Consumer Duty Consultant, ensuring that our clients are aligned with industry standards and best practices.
Each engagement is assessed individually to prevent any conflict of interest and to uphold the necessary confidentiality obligations.
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Quinn Oath Advisory Ltd is a York-based FCA compliance consultancy that specialises in providing independent, project-based, and interim compliance, governance, and regulatory compliance support to financial services firms. Our expertise includes assistance with FCA applications and modifications to existing regulatory permissions. We assist firms throughout Yorkshire and across the UK.
As a leading compliance consultant in York, we offer firms the senior-level input needed to enhance their frameworks, evaluate governance arrangements, demonstrate customer outcomes, and effectively navigate regulatory expectations.
Our advisory and consultancy-led services are customised to meet the specific needs of each engagement, with a clearly defined scope of work.
Firms can rely on us for additional senior-level compliance and governance expertise during defined projects, periods of change, framework reviews, regulatory readiness activities, FCA applications, or other identified regulatory or compliance projects. We also serve as a Consumer Duty Consultant, ensuring that our clients are aligned with industry standards and best practices.
Each engagement is assessed individually to prevent any conflict of interest and to uphold the necessary confidentiality obligations.
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Businesses often reach out to Quinn Oath Advisory for experienced regulatory compliance support without the need to recruit another permanent senior employee right away. In particular, many seek a Compliance Consultant when they face specific challenges such as: a senior compliance role being vacant, an existing team that's stretched thin, or the need for an experienced owner for a regulatory project. Additionally, if you are preparing for FCA applications or need guidance with FCA compliance, our team can assist. Other reasons for seeking our services could include needing support with a Variation of Permission or other changes to regulatory permissions, strengthening Consumer Duty evidence, or obtaining better assurance from board reporting and management information. If there's a need for an independent review of complaints or customer outcomes, or if a new product, service, or business change has introduced additional regulatory risk, we can help. We also offer compliance health checks, helping you review your compliance framework, policies, or monitoring arrangements. Whatever the reason that has brought you here, the first step is to discuss the issue, clarify the outcome you need, and outline any important timescales.
Quinn Oath Advisory Ltd is a York-based FCA compliance consultancy that specialises in providing independent, project-based, and interim compliance, governance, and regulatory compliance support to financial services firms. Our expertise includes assistance with FCA applications and modifications to existing regulatory permissions. We assist firms throughout Yorkshire and across the UK.
As a leading compliance consultant in York, we offer firms the senior-level input needed to enhance their frameworks, evaluate governance arrangements, demonstrate customer outcomes, and effectively navigate regulatory expectations.
Our advisory and consultancy-led services are customised to meet the specific needs of each engagement, with a clearly defined scope of work.
Firms can rely on us for additional senior-level compliance and governance expertise during defined projects, periods of change, framework reviews, regulatory readiness activities, FCA applications, or other identified regulatory or compliance projects. We also serve as a Consumer Duty Consultant, ensuring that our clients are aligned with industry standards and best practices.
Each engagement is assessed individually to prevent any conflict of interest and to uphold the necessary confidentiality obligations.
Businesses often reach out to Quinn Oath Advisory for experienced regulatory compliance support without the need to recruit another permanent senior employee right away. In particular, many seek a Compliance Consultant when they face specific challenges such as: a senior compliance role being vacant, an existing team that's stretched thin, or the need for an experienced owner for a regulatory project. Additionally, if you are preparing for FCA applications or need guidance with FCA compliance, our team can assist. Other reasons for seeking our services could include needing support with a Variation of Permission or other changes to regulatory permissions, strengthening Consumer Duty evidence, or obtaining better assurance from board reporting and management information. If there's a need for an independent review of complaints or customer outcomes, or if a new product, service, or business change has introduced additional regulatory risk, we can help. We also offer compliance health checks, helping you review your compliance framework, policies, or monitoring arrangements. Whatever the reason that has brought you here, the first step is to discuss the issue, clarify the outcome you need, and outline any important timescales.
1. Initial conversation
We discuss what is happening in your organisation, the support you may need from a Compliance Consultant, and the outcome you are trying to achieve, especially in relation to your Consumer Duty obligations.
2. Clear proposal
Where Quinn Oath can assist, you will receive a clear proposal outlining how our FCA Compliance Consultant services can help, including the scope, deliverables, timescales, responsibilities, and fees associated with your FCA Applications.
3. Practical delivery
Helen collaborates directly with the relevant stakeholders, reviewing the available evidence and ensuring that our regulatory compliance support remains focused on the agreed outcome.
4. Clear next steps
You will receive practical findings, recommendations, and documentation that your business can utilise to enhance compliance and support your Consumer Duty objectives.
A compliance health check can help identify areas that may need closer attention across governance, Consumer Duty, oversight, financial promotions, complaints, and customer outcomes. Engaging with a Compliance Consultant can provide valuable insights into these areas. You can also request a free website compliance check from an FCA Compliance Consultant to identify potential regulatory compliance support or customer communication issues.
You do not need to have a fully defined project before reaching out to a Compliance Consultant, such as Quinn Oath Advisory. Share with us what is happening, the outcome you need, and any important deadlines regarding your FCA applications. Our initial conversation is confidential and focused on establishing whether Quinn Oath, as your FCA Compliance Consultant, is the right fit for your regulatory compliance support needs.
