Clear guidance. Confident compliance.
Quinn Oath Advisory is a York-based FCA compliance consultancy, providing practical, senior-level compliance and regulatory support to financial services firms across Yorkshire and the UK.
Led by an experienced Head of Compliance, we support firms during periods of growth, change and regulatory pressure — from strengthening compliance frameworks and supporting stretched teams to Consumer Duty, governance and regulatory reviews.
We also provide specialist support with FCA applications, including new authorisations and changes to existing regulatory permissions.
Every engagement is clearly scoped and delivered directly by senior compliance expertise, giving you practical advice, clear actions and support that works with your business.
About Quinn Oath Advisory
Senior compliance expertise, delivered personally.
Quinn Oath Advisory was founded to provide financial services firms with the kind of senior, practical compliance support that works in the real world.
Led by Helen Quinn, an experienced Head of Compliance and former SMF16, Quinn Oath combines regulatory expertise with a commercial understanding of how businesses operate, grow and change.
Whether providing additional compliance capacity, supporting an FCA application or delivering an independent review, the approach is the same: clear advice, practical delivery and no unnecessary complexity.
Services
Flexible compliance support, tailored to what your business actually needs.
Compliance Support
Interim, fractional and project-based senior compliance support.
FCA Applications
Authorisations, permission changes and regulatory application support.
Reviews & Assurance
Independent reviews across governance, Consumer Duty and regulatory compliance.
Our Memberships
