Quinn Oath Advisory provides practical FCA application support for businesses seeking FCA authorisation and authorised firms looking to change or extend their regulatory permissions.
Support can range from an initial readiness review to preparation and support throughout the application process.
We can help you understand what is required, identify gaps and prepare for submission.
Support includes:
An FCA Application Readiness Review provides an independent view of whether the key foundations are in place before you apply.
We can review your business model, permissions, governance, financial resources, Consumer Duty, compliance framework and supporting documentation, giving you clear actions before submission.
Identifying the right regulated activities and permissions is an important part of preparing an FCA application.
Quinn Oath can help you consider how your proposed business model and customer journey translate into regulated activities, permissions and the scope of your application.

An FCA application should reflect the business you genuinely intend to operate. Policies, governance and regulatory arrangements need to be proportionate to the firm and workable in practice.
Quinn Oath takes a practical approach, helping you translate FCA regulatory requirements into an application and compliance framework that fit your business.
The aim isn't simply to submit an application — it's to help you build regulatory arrangements that can work once your business is authorised.

You do not need to have everything worked out before getting in touch.
If you are considering FCA authorisation, have already started an application, or are looking to change your firm's existing permissions, the first step is simply to talk through the proposed business, where you are in the process and the support you may need.
Quinn Oath Advisory Limited
8 Marsden Park, York, England, YO30 4WX
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Quinn Oath Advisory Limited
Registered in England & Wales · Company No. 17230832
Registered Office: 8 Marsden Park, York, England, YO30 4WX
ICO Registration No. ZC153031
Fully insured: Professional Indemnity & Public Liability